How do I know if I am affected by the Settlement? Who is included in the Proposed Settlement Class?

If you are a member of the Settlement Class, you are subject to the Settlement, unless you timely request to be excluded.  The Settlement Class consists of: 

all individuals and entities that purchased or acquired Patriot National common stock between January 15, 2015, and November 28, 2017, inclusive, and were damaged thereby. 

Excluded from the Settlement Class are the Settling Persons; members of the Settling Persons’ Immediate Families; the Settling Persons’ legal representatives, heirs, successors or assigns, and any entity in which they have or had a controlling interest; any trust of which any Settling Person is the settlor or which is for the benefit of any Settling Person and/or member(s) of his or her family; and the current and former officers and directors of the company or the company’s successor entities.  Also excluded from the Settlement Class are any persons or entities that exclude themselves by submitting a request for exclusion in accordance with the requirements set forth in the NoticeSee “What If I Do Not Want To Be A Member Of The Settlement Class?  How Do I Exclude Myself,” on page 12-13 of the Notice.

PLEASE NOTE:  RECEIPT OF THE NOTICE DOES NOT MEAN THAT YOU ARE A SETTLEMENT CLASS MEMBER OR THAT YOU WILL BE ENTITLED TO RECEIVE PROCEEDS FROM THE SETTLEMENT.  IF YOU ARE A SETTLEMENT CLASS MEMBER AND YOU WISH TO BE ELIGIBLE TO PARTICIPATE IN THE DISTRIBUTION OF PROCEEDS FROM THE SETTLEMENT, YOU ARE REQUIRED TO SUBMIT THE CLAIM FORM THAT IS BEING DISTRIBUTED WITH THE NOTICE AND THE REQUIRED SUPPORTING DOCUMENTATION, AS SET FORTH THEREIN, POSTMARKED NO LATER THAN DECEMBER 17, 2019.

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